Compliance
Assessment of current situation and risk analysis; review and drafting of the Code of Ethics, internal policies and protocols; training for employees and executives; and action plan with monitoring.
External Compliance Officer
Integration of the compliance role into the company’s structure, with both an operational service (onboarding, monitoring of controls, review of transactions) and a strategic one (design and development of the programme, reporting to senior management).
KYCs / Alerts
Outsourcing of KYC (“Know Your Customer”) management and alerts (suspicious transactions). Analysis of each case and documented file with a proposed course of action.
International Compliance
Cross-border management and supervision (coordination across several jurisdictions). Spanish companies with an international presence, or international companies operating in Spain and the EU.
Whistleblowing Channels
Development and implementation of a Whistleblowing Channel compliant with Law 2/2023 and EU Directive 2019/1937.
External Expert Report and AML/CFT Advisory
Before the authorities (SEPBLAC, ANIFI, AMLA and other FIUs).